DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ronald Gelok & Associates, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Ordway Sherman | MML Investors Services, LLC BD affiliated | Ronald Gelok & Associates, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 26, 2025 | Dec 17, 2025 |
| Charles Garofalo | Edward Jones national BD | Ronald Gelok & Associates, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 3, 2025 | Jul 21, 2025 (109 d) |
| Edward Thomas Munoz | Global Financial Private Capital, Inc. other | Ronald Gelok & Associates, LLC state registered | Other | Jan 4, 2018 | Feb 15, 2018 (42 d) |
| Mark Ramos | Global Financial Private Capital, Inc. other | Ronald Gelok & Associates, LLC state registered | Other | Jan 4, 2018 | Mar 20, 2018 (75 d) |
| Ronald Albert Gelok | Ronald Gelok & Associates unclassified | Ronald Gelok & Associates, LLC state registered | Other | Dec 31, 2017 | Nov 17, 2017 |
| Brian Thomas Ginty | MML Investors Services, LLC other | Ronald Gelok & Associates, LLC state registered | Other | Dec 12, 2017 | Feb 15, 2018 (65 d) |
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6 moves match.