DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Integrated Financial Solutions, Pllc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Leah J Vanpoelvoorde | Voya Financial Advisors, Inc. BD affiliated | Integrated Financial Solutions, Pllc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 4, 2020 | Sep 1, 2020 |
| Roric Eugene Griffith | Principal Securities, Inc. BD affiliated | Integrated Financial Solutions, Pllc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 14, 2019 | Dec 4, 2019 |
| Robert Joseph Smith | Voya Financial Advisors, Inc. BD affiliated | Integrated Financial Solutions, Pllc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 16, 2019 | Dec 20, 2019 (65 d) |
| Pablo J Oliva | Equitable Advisors, LLC national BD | Integrated Financial Solutions, Pllc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 21, 2018 | Nov 16, 2018 |
| Joseph A Weber | Voya Financial Advisors, Inc. other | Integrated Financial Solutions, Pllc state registered | Other | May 5, 2017 | Jan 18, 2018 (258 d) |
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5 moves match.