DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Inscription Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Clifton Keller | Intrua Financial independent RIA | Inscription Capital, LLC independent RIA | RIA to RIA | Sep 14, 2023 | Sep 25, 2023 |
| Patrick Ryan Keller | Truist Advisory Services, Inc. BD affiliated | Inscription Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2023 | Sep 11, 2023 (77 d) |
| Juan Carlos Herrera | Quantor Capital, LLC unclassified | Inscription Capital, LLC independent RIA | Other | Dec 1, 2020 | Mar 2, 2020 |
| Julio Armando Cacho-Diaz | Quantor Capital, LLC unclassified | Inscription Capital, LLC independent RIA | Other | Dec 1, 2020 | Mar 2, 2020 |
| Coleman Bryant Conkling | Quantor Capital, LLC unclassified | Inscription Capital, LLC independent RIA | Other | Dec 1, 2020 | Mar 2, 2020 |
| Richard E Kaplan | Legacy Asset Management, Inc. independent RIA | Inscription Capital, LLC independent RIA | RIA to RIA | Sep 4, 2019 | Sep 4, 2019 |
| Jillian Claire Nel | Legacy Asset Management, Inc. independent RIA | Inscription Capital, LLC independent RIA | RIA to RIA | Sep 4, 2019 | Sep 4, 2019 |
| Stephan M Farber | Raymond James & Associates, Inc. national BD | Inscription Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2018 | Oct 22, 2018 |
| Olivia Salas Roppolo | UBS Financial Services Inc. wirehouse | Inscription Capital, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 18, 2018 | Apr 11, 2018 |
| Marc Paul Oster | UBS Financial Services Inc. wirehouse | Inscription Capital, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 17, 2018 | Apr 11, 2018 |
| David L Eustis Jr. | UBS Financial Services Inc. wirehouse | Inscription Capital, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 17, 2018 | Apr 11, 2018 |
| Brian James Bova | UBS Financial Services Inc. wirehouse | Inscription Capital, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 17, 2018 | Apr 12, 2018 |
| Mark Robert Flatow | UBS Financial Services Inc. wirehouse | Inscription Capital, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 17, 2018 | Apr 12, 2018 |
| Lavada Fulgham Waters | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Inscription Capital, LLC independent RIA | Wirehouse to independent RIA | May 26, 2017 | May 13, 2019 (717 d) |
| Robert Earl Clements | Citigroup Global Markets Inc. other | Inscription Capital, LLC independent RIA | Other | Sep 15, 2011 | May 2, 2023 (4247 d) |
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15 moves match.