DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vincere Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Cooke | Edward Jones national BD | Vincere Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2021 | Aug 16, 2021 |
| Renee Elisabeth Marinez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vincere Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Jul 9, 2021 | Aug 18, 2021 (40 d) |
| Travis Wells Buck | Charles Schwab & Co., Inc. national BD | Vincere Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2021 | Mar 25, 2021 (48 d) |
| Peter Timothy Uihlein | Raymond James Financial Services Advisors, Inc BD affiliated | Vincere Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2020 | Sep 8, 2020 (76 d) |
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4 moves match.