DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rock House Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Max Hyrum Hanks | Eagle Strategies LLC BD affiliated | Rock House Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2024 | May 30, 2024 |
| Robert Paul Aamodt | United Planners' Financial Services Of America A Limited Partner independent RIA | Rock House Financial no RAUM | RIA to a newly registered adviser | May 29, 2019 | Sep 4, 2018 |
| Nicole Louise Roberts | United Planners' Financial Services Of America A Limited Partner independent RIA | Rock House Financial no RAUM | RIA to a newly registered adviser | May 29, 2019 | Sep 4, 2018 |
| Kyle David Wilhelm | United Planners' Financial Services Of America A Limited Partner independent RIA | Rock House Financial no RAUM | RIA to a newly registered adviser | May 29, 2019 | Sep 4, 2018 |
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4 moves match.