DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Pasadena Private Wealth, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Collin Whitfield SaydahMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePasadena Private Wealth, LLC independent RIAWirehouse to independent RIAFeb 2, 2026Feb 4, 2026
Hollyn Mudge SekiguchiSilver Oak Wealth Advisors Services, LLC independent RIAPasadena Private Wealth, LLC independent RIARIA to RIADec 11, 2025May 12, 2025
Crystal Michelle JamiesonCentaurus Financial, Inc. BD affiliatedPasadena Private Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 9, 2025Jun 27, 2025
Simon Street ReevesTiderock Financial, LLC unclassifiedPasadena Private Wealth, LLC independent RIAOtherJul 4, 2024Jul 24, 2023
Simone Oscoff DevennyGratus Capital, LLC independent RIAPasadena Private Wealth, LLC independent RIARIA to RIAMay 14, 2024Oct 7, 2024 (146 d)
Ji Mi KimCreative Planning Institutional Advisors, LLC institutionalPasadena Private Wealth, LLC independent RIAOtherJan 31, 2023Jan 21, 2025 (721 d)
Charles Marcus ColemanNasdaq Dorsey Wright mixed wealthPasadena Private Wealth, LLC independent RIARIA to RIADec 8, 2021Dec 6, 2021
Devin Garrett RobinsonJ.P. Morgan Securities LLC wirehousePasadena Private Wealth, LLC independent RIAWirehouse to independent RIAApr 13, 2021Apr 12, 2021
George Hookano KaluhiokalaniMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePasadena Private Wealth, LLC independent RIAWirehouse to independent RIAJun 6, 2019Apr 16, 2025 (2141 d)
Craig Richard ColbathSingpoli Private Wealth, Inc. unclassifiedPasadena Private Wealth, LLC otherOtherJan 16, 2019Jan 28, 2019
Laura Lynn SmithMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePasadena Private Wealth, LLC independent RIAWirehouse to independent RIAMay 23, 2018Dec 16, 2024 (2399 d)
Debra C FukawaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePasadena Private Wealth, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 22, 2018May 18, 2018
Simon Matthew HolfordMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePasadena Private Wealth, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 22, 2018May 21, 2018
Iain Alexander WhyteMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePasadena Private Wealth, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 22, 2018May 18, 2018
Bryan Andrew MuthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePasadena Private Wealth, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 22, 2018May 18, 2018
Ik Jun ChoiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePasadena Private Wealth, LLC independent RIAWirehouse to independent RIAMay 22, 2018Apr 1, 2019 (314 d)
Ann ChungMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePasadena Private Wealth, LLC independent RIAWirehouse to independent RIAJan 30, 2018Jan 1, 2026 (2893 d)
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17 moves match.