DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Shore Point Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicholas Robert LanierMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseShore Point Advisors, LLC independent RIAWirehouse to independent RIAJun 2, 2026Jun 1, 2026
Victor A DonatoLPL Enterprise, LLC no RAUMShore Point Advisors, LLC independent RIAOtherDec 23, 2024Sep 18, 2025 (269 d)
Neil Jeffrey TendlerCrimmins Wealth Management, LLC unclassifiedShore Point Advisors, LLC independent RIAOtherApr 25, 2023Feb 11, 2025 (658 d)
Thomas M ScalabriniCrimmins Wealth Management, LLC unclassifiedShore Point Advisors, LLC independent RIAOtherAug 1, 2018Jun 7, 2018
Jacob Bergen RuePark Avenue Securities LLC BD affiliatedShore Point Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 25, 2018May 31, 2018
John J ScalabriniPark Avenue Securities LLC BD affiliatedShore Point Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 25, 2018Jun 7, 2018
James P FayPark Avenue Securities LLC BD affiliatedShore Point Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 25, 2018Jun 7, 2018
Jason C LambPark Avenue Securities LLC BD affiliatedShore Point Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 21, 2018Jun 7, 2018
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8 moves match.