DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Centerpiece Wealth Advisor
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Aaron Franklin Leatherwood | Destiny Capital Corporation independent RIA | Centerpiece Wealth Advisor independent RIA | RIA to RIA | Feb 18, 2021 | Jun 21, 2021 (123 d) |
| Jason Glenn Baer | Schwab Wealth Advisory, Inc. BD affiliated | Centerpiece Wealth Advisor independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2018 | Aug 21, 2020 (842 d) |
| Beau Justin Pollard | Charles Schwab & Co., Inc. national BD | Centerpiece Wealth Advisor no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 2, 2018 | May 23, 2018 |
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3 moves match.