DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C••••••••• W••••• A••••••
Legal name C••••••••• W••••• A•••••• L•••••
Latest filing Jul 29, 2026
First filing on the tape Apr 26, 2018 · 10 filings
SEC status approved since Mar 21, 2024
RAUM
$139M
reported, Item 5.F
Discretionary
82%
of RAUM
Private clients
100%
$139M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$69.3M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$139M as of Jul 29, 2026
Feb 5, 2025$130M then
HNW client RAUM$121M as of Jul 29, 2026
Feb 5, 2025$117M then
State-registered IARs (5.B.3)2 as of Jul 29, 2026
Feb 5, 20252 then
Employees (5.A)2 as of Jul 29, 2026
Feb 5, 20252 then
Private funds: no history
RAUM +6.8% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $69.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 38derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $444,221derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 82%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.1%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $139MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$121M87%
- Individuals$18.0M13%
- Individual clients
- 37reported
- HNW clients
- 38reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 312reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• G•••• B••• | Greenwood Village, Co | Aug 21, 2020 | 19 y | 2 |
| A•••• F••••••• L•••••••••Certified Financial Planner, Personal Financial Specialist | Greenwood Village, Co | Jun 21, 2021 | 12 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- B••• J••••• P•••••• to S••••• M•••••••••Jun 25, 2021 · RIA to RIA
Joined, latest
- A•••• F••••••• L••••••••• from D•••••• C•••••• C•••••••••Jun 21, 2021 · RIA to RIA
- J•••• G•••• B••• from S••••• W••••• A•••••••• I•••Aug 21, 2020 · Affiliated broker-dealer or bank to independent RIA
- B••• J••••• P•••••• from C•••••• S••••• • C••• I•••May 23, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••• J••••• G•••• · Managing Member, Ccocontrolsince 10/2017 · owns 50% to 75%
- L••••••••• A••••• F••••••• · Managing Membercontrolsince 03/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greenwood Village, Co · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 12, 2026HNW share of RAUM moved from 90.0% to 13.0% between the annual amendments of 2025-02-05 and 2026-03-12peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- HNW RAUM · $18.0M to $121MMar 12, 2026 to Jul 29, 2026
- Individual RAUM · $121M to $18.0MMar 12, 2026 to Jul 29, 2026
- Accounts · 70 to 312Feb 5, 2025 to Mar 12, 2026
- HNW clients · 41 to 38Feb 5, 2025 to Mar 12, 2026
- Individual clients · 29 to 37Feb 5, 2025 to Mar 12, 2026
- Discretionary RAUM · $94.6M to $113MFeb 5, 2025 to Mar 12, 2026
- HNW RAUM · $117M to $18.0MFeb 5, 2025 to Mar 12, 2026
- Individual RAUM · $12.4M to $121MFeb 5, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $35.2M to $25.5MFeb 5, 2025 to Mar 12, 2026
- RAUM · $130M to $139MFeb 5, 2025 to Mar 12, 2026
- Accounts · 61 to 70Feb 20, 2024 to Feb 5, 2025
- HNW clients · 35 to 41Feb 20, 2024 to Feb 5, 2025
- Individual clients · 26 to 29Feb 20, 2024 to Feb 5, 2025
- Financial planning clients · 51-100 to 51-100Feb 20, 2024 to Feb 5, 2025
- Discretionary RAUM · $71.0M to $94.6MFeb 20, 2024 to Feb 5, 2025
- HNW RAUM · $94.0M to $117MFeb 20, 2024 to Feb 5, 2025
- Individual RAUM · $10.0M to $12.4MFeb 20, 2024 to Feb 5, 2025
- Non-discretionary RAUM · $33.0M to $35.2MFeb 20, 2024 to Feb 5, 2025
- RAUM · $104M to $130MFeb 20, 2024 to Feb 5, 2025
- Accounts · 40 to 61Jan 14, 2019 to Feb 2, 2024
- HNW clients · 10 to 35Jan 14, 2019 to Feb 2, 2024
- Individual clients · unset to 26.0Jan 14, 2019 to Feb 2, 2024
- Financial planning clients · 0 to 51-100Jan 14, 2019 to Feb 2, 2024
- HQ city · unset to GREENWOOD VILLAGEJan 14, 2019 to Feb 2, 2024
- HQ state · unset to COJan 14, 2019 to Feb 2, 2024
- Other offices · 1 to 0Jan 14, 2019 to Feb 2, 2024
- Discretionary RAUM · $0 to $71.0MJan 14, 2019 to Feb 2, 2024
- HNW RAUM · $21.3M to $94.0MJan 14, 2019 to Feb 2, 2024
- Individual RAUM · $675,000 to $10.0MJan 14, 2019 to Feb 2, 2024
- Non-discretionary RAUM · $22.0M to $33.0MJan 14, 2019 to Feb 2, 2024
- RAUM · $22.0M to $104MJan 14, 2019 to Feb 2, 2024
- Advisory activities · 3 to 2Nov 12, 2018 to Jan 14, 2019
- Accounts · 0 to 40Apr 26, 2018 to Aug 28, 2018
- Business name · C••••••••• W••••• A•••••• L••••• to C••••••••• W••••• A••••••Apr 26, 2018 to Aug 28, 2018
- HNW clients · unset to 10.0Apr 26, 2018 to Aug 28, 2018
- HNW RAUM · $0 to $21.3MApr 26, 2018 to Aug 28, 2018
- Individual RAUM · $0 to $675,000Apr 26, 2018 to Aug 28, 2018
- Non-discretionary RAUM · $0 to $22.0MApr 26, 2018 to Aug 28, 2018
- RAUM · $0 to $22.0MApr 26, 2018 to Aug 28, 2018
Signals
3 dated events
- A•••• L••••••••• (Managing Member) appeared on Schedule A of C••••••••• W••••• A••••••Feb 2, 2024 · Control person joined · fact
- C••••••••• W••••• A•••••• filed its initial SEC registration (Form ADV)Feb 2, 2024 · First SEC registration · fact
- Justin Beau Pollard (Managing Member, Cco) no longer on Schedule A of C••••••••• W••••• A•••••• (listed 2019-01-14, absent 2024-02-02)Feb 2, 2024 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- centerpiecewealthadvisors.smartvault.com/secure/SignIn.aspx?reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 720-296-5495reportedpublic record, Form ADV, Jul 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $69.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026