DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Decisionpoint Financial, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Katherine Grace DowAspen Capital Management, LLC independent RIADecisionpoint Financial, LLC mixed wealthRIA to RIANov 17, 2025Apr 13, 2026 (147 d)
Ryne Douglas MacphersonVanguard Advisers, Inc. BD affiliatedDecisionpoint Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 6, 2025Mar 11, 2025
Kortney Michele BamrickCharles Schwab & Co., Inc. national BDDecisionpoint Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 28, 2023Nov 3, 2023 (67 d)
Chadd Simeon PeacheyVanguard Advisers, Inc. BD affiliatedDecisionpoint Financial, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAOct 15, 2021Oct 11, 2021
Eric Foster McginnisPacific Asset Management, LLC independent RIADecisionpoint Financial, LLC mixed wealthRIA to RIANov 29, 2018Dec 5, 2018
Scott Jamison JohnsonArista Wealth Management, LLC independent RIADecisionpoint Financial, LLC no RAUMRIA to a newly registered adviserSep 12, 2018Jun 15, 2018
Curtis John HarrisonArista Wealth Management, LLC independent RIADecisionpoint Financial, LLC no RAUMRIA to a newly registered adviserSep 12, 2018Jun 12, 2018
Matthew Judson DaleyArista Wealth Management, LLC independent RIADecisionpoint Financial, LLC no RAUMRIA to a newly registered adviserSep 12, 2018Jun 12, 2018
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8 moves match.