DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rockport Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph D Salmen | Jfs Wealth Advisors, LLC independent RIA | Rockport Wealth Advisors independent RIA | RIA to RIA | Feb 11, 2026 | Mar 16, 2026 (33 d) |
| Brian Patrick Ellis | The J. Arnold Wealth Management Co., LLC independent RIA | Rockport Wealth Advisors independent RIA | RIA to RIA | Apr 4, 2024 | Jan 10, 2024 |
| Michael Allen Curley | Cambridge Investment Research Advisors, Inc. BD affiliated | Rockport Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 7, 2022 | Apr 8, 2022 |
| Thomas Valentine David | St. Clair Advisors, LLC independent RIA | Rockport Wealth Advisors independent RIA | RIA to RIA | Aug 3, 2021 | Jun 26, 2024 (1058 d) |
| Joseph John Kovach | Cetera Advisors LLC BD affiliated | Rockport Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2021 | Jul 10, 2018 |
| Adam Richard Stalnaker | Cetera Advisors LLC BD affiliated | Rockport Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2021 | Jul 10, 2018 |
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6 moves match.