DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rise Retirement, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Grant Thomas Stiles | Creative Planning independent RIA | Rise Retirement, LLC state registered | RIA to a state-registered adviser | Dec 1, 2021 | Dec 1, 2021 |
| Kyle Michael Harsha | Avantax Advisory Services BD affiliated | Rise Retirement, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 20, 2020 | May 19, 2020 |
| Sara Dawn Stiles | Principal Securities, Inc. other | Rise Retirement, LLC state registered | Other | Sep 6, 2017 | Dec 14, 2018 (464 d) |
Page 1 of 1
3 moves match.