DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Eagle Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eric NewmanAegis Capital Corp. BD affiliatedEagle Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAApr 5, 2024Mar 19, 2020
Jon R LeeAegis Capital Corp. BD affiliatedEagle Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 1, 2022Jun 8, 2020
Joseph Anthony RomanoAegis Capital Corp. BD affiliatedEagle Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 21, 2021May 14, 2020
Gianni A ValentiEdward Jones national BDEagle Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAOct 3, 2019Sep 18, 2020 (351 d)
Lorne Michael ClaymoreEdward Jones national BDEagle Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2016May 17, 2023 (2358 d)
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5 moves match.