DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Merited Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sean Stephen Pendray | Mutual Trust Asset Mgmt., Inc. independent RIA | Merited Wealth, LLC independent RIA | RIA to RIA | Jun 13, 2024 | Jun 14, 2024 |
| Jesus Arteaga | Money Concepts Advisory Service BD affiliated | Merited Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2023 | Feb 16, 2023 |
| Howard Allen Kramer | H. A. Kramer & Associates, Pa unclassified | Merited Wealth, LLC independent RIA | Other | Sep 1, 2022 | Jul 7, 2021 |
| Stephen Anthony Taylor | Cambridge Investment Research Advisors, Inc. BD affiliated | Merited Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2019 | May 30, 2019 |
| Giancarlo Lamourtte | Cambridge Investment Research Advisors, Inc. BD affiliated | Merited Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2019 | May 18, 2021 (504 d) |
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5 moves match.