DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Heartwood Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sarah Ferguson HarrisWealthcrossing independent RIAHeartwood Wealth Advisors, LLC independent RIARIA to RIASep 1, 2021Oct 7, 2021 (36 d)
Wesley Brent KaufmanWells Fargo Advisors wirehouseHeartwood Wealth Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 6, 2019Jun 6, 2019
Stephen Timothy ClarkeWells Fargo Advisors wirehouseHeartwood Wealth Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 5, 2019Jun 6, 2019
Edwin Sidney MartinWells Fargo Advisors wirehouseHeartwood Wealth Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 5, 2019Jun 6, 2019
Tricia Hunter MusticoWells Fargo Advisors wirehouseHeartwood Wealth Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 5, 2019Jun 6, 2019
Benjamin Fowler GurleyWells Fargo Advisors wirehouseHeartwood Wealth Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 5, 2019Jun 7, 2019
Kathryn Jefferson PruittDavenport & Company LLC otherHeartwood Wealth Advisors, LLC independent RIAOtherJan 19, 2007Jul 30, 2024 (6402 d)
Page 1 of 1
7 moves match.