DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kinloch Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bailey Marget Thornton | Davenport & Company LLC BD affiliated | Kinloch Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2023 | Jan 6, 2023 |
| Leshek Julian Farthing | Pruco Securities, LLC BD affiliated | Kinloch Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2020 | Sep 10, 2020 |
| Patricia Soileau | UBS Financial Services Inc. wirehouse | Kinloch Capital, LLC independent RIA | Wirehouse to independent RIA | Jul 2, 2019 | Jan 9, 2020 (191 d) |
| Jennifer Lynn Berdell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kinloch Capital, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 28, 2019 | May 31, 2019 |
| Peter Carlyle Walls | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kinloch Capital, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 28, 2019 | May 31, 2019 |
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5 moves match.