DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Montz Harcus Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bennett Lyle Duffy | Newedge Advisors BD affiliated | Montz Harcus Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2026 | Apr 7, 2026 |
| Morell S Crane | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Montz Harcus Wealth Management independent RIA | Wirehouse to independent RIA | Oct 8, 2020 | Oct 14, 2020 |
| Katrina Jael Kourkoutis | Ameritas Advisory Services BD affiliated | Montz Harcus Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 3, 2019 | Jul 3, 2019 |
| Joseph Charles Montz | Ameritas Advisory Services BD affiliated | Montz Harcus Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 31, 2019 | Jun 3, 2019 |
| Christine Champagne Montz | Ameritas Advisory Services BD affiliated | Montz Harcus Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 23, 2019 | May 17, 2019 |
| Alexander Bruce Harcus | Ameritas Advisory Services BD affiliated | Montz Harcus Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 15, 2019 | May 17, 2019 |
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6 moves match.