DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ptma Investment Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Caleb Brian WalterJ.P. Morgan Securities LLC wirehousePtma Investment Advisors asset managerOtherJan 3, 2023Feb 3, 2023 (31 d)
Benjamin Taylor Bjelland NordinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePtma Investment Advisors asset managerOtherJun 17, 2022Jun 23, 2022
Alejandro AlanisThrivent Investment Management Inc. BD affiliatedPtma Investment Advisors asset managerOtherJun 1, 2022Jun 13, 2022
Cedric Peter BuermannAmeriprise Financial Services, LLC national BDPtma Investment Advisors asset managerOtherFeb 16, 2022Feb 28, 2022
Michael Allen StramaraRBC Capital Markets, LLC national BDPtma Investment Advisors asset managerOtherJan 29, 2021Feb 4, 2021
Rajesh ChainaniRBC Capital Markets, LLC national BDPtma Investment Advisors asset managerOtherJan 29, 2021Feb 1, 2021
Kenneth Doyle ShulerRBC Capital Markets, LLC national BDPtma Investment Advisors asset managerOtherJan 29, 2021Feb 1, 2021
Brittany Lee WoodruffRBC Capital Markets, LLC national BDPtma Investment Advisors asset managerOtherJan 29, 2021Feb 3, 2021
Aaron Alexander FrickeRBC Capital Markets, LLC national BDPtma Investment Advisors asset managerOtherJan 29, 2021Feb 1, 2021
Richard Thaddeus DearyMiles Capital, Inc. otherPtma Investment Advisors asset managerOtherApr 13, 2020Apr 22, 2020
Paula Jean CooperPrudent Man Advisors, Inc. asset managerPtma Investment Advisors asset managerOtherMay 31, 2019May 31, 2019
Kent Donald JohnsonPrudent Man Advisors, Inc. asset managerPtma Investment Advisors asset managerOtherMay 31, 2019May 31, 2019
David James LutterPrudent Man Advisors, Inc. asset managerPtma Investment Advisors asset managerOtherMay 31, 2019May 31, 2019
Brian David HextellPrudent Man Advisors, Inc. asset managerPtma Investment Advisors asset managerOtherMay 31, 2019Jun 4, 2019
Sara Ann SchnoorPrudent Man Advisors, Inc. asset managerPtma Investment Advisors asset managerOtherMay 31, 2019Jun 3, 2019
Steven Robert PumperPrudent Man Advisors, Inc. asset managerPtma Investment Advisors asset managerOtherMay 31, 2019May 31, 2019
Dean Mitchell DibiasPrudent Man Advisors, Inc. asset managerPtma Investment Advisors asset managerOtherMay 31, 2019Jun 6, 2019
Amy Lynn BuikemaInteractive Financial Advisors independent RIAPtma Investment Advisors asset managerOtherMay 29, 2019Jun 20, 2019
Thomas Anthony LanzaraPrudent Man Advisors, Inc. asset managerPtma Investment Advisors asset managerOtherMay 29, 2019May 29, 2019
Timothy James FlahertyPrudent Man Advisors, Inc. asset managerPtma Investment Advisors asset managerOtherMay 29, 2019May 29, 2019
Kevin KullingPrudent Man Advisors, Inc. asset managerPtma Investment Advisors asset managerOtherMay 28, 2019May 24, 2019
Lori Ann RagusPrudent Man Advisors, Inc. asset managerPtma Investment Advisors asset managerOtherMay 22, 2019May 22, 2019
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22 moves match.