DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bks Retirement Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Donald Earl Roberts | Empower Advisory Group, LLC BD affiliated | Bks Retirement Services no RAUM | Other | Oct 4, 2022 | Oct 10, 2022 |
| Kenneth Francis Jewell | Fiduciary Partners Investment Consulting, LLC no RAUM | Bks Retirement Services no RAUM | Other | Oct 18, 2019 | Oct 16, 2019 |
| Steven Karl Gissiner | Fiduciary Partners Investment Consulting, LLC no RAUM | Bks Retirement Services no RAUM | Other | Oct 18, 2019 | Oct 14, 2019 |
| Michael Victor Assaf | Fiduciary Partners Investment Consulting, LLC no RAUM | Bks Retirement Services no RAUM | Other | Oct 18, 2019 | Oct 18, 2019 |
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4 moves match.