DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Live Oak Investment Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Melody Vuicich KumpCantella & Co., Inc. BD affiliatedLive Oak Investment Partners independent RIAAffiliated broker-dealer or bank to independent RIAApr 3, 2023Oct 29, 2020
Dilda Deepak DalviRaymond James Financial Services Advisors, Inc BD affiliatedLive Oak Investment Partners independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2021Aug 23, 2021
Christine VuRaymond James & Associates, Inc. national BDLive Oak Investment Partners independent RIAAffiliated broker-dealer or bank to independent RIAJan 13, 2021Jan 8, 2021
Melody Vuicich KumpRaymond James & Associates, Inc. national BDLive Oak Investment Partners independent RIAAffiliated broker-dealer or bank to independent RIAJan 6, 2020Jan 2, 2020
Michael David CharlesRaymond James & Associates, Inc. national BDLive Oak Investment Partners independent RIAAffiliated broker-dealer or bank to independent RIAOct 1, 2019Oct 29, 2020 (394 d)
Michael Richard HostickRaymond James & Associates, Inc. national BDLive Oak Investment Partners no RAUMAffiliated broker-dealer or bank to a newly registered adviserOct 1, 2019Jul 2, 2019
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6 moves match.