DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Planrock Wealth Strategies, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Joe Moore | Compass Advisory Partners LLC independent RIA | Planrock Wealth Strategies, LLC independent RIA | RIA to RIA | Mar 9, 2021 | Mar 17, 2021 |
| Pleshetta Juanita Loftin | Allstate Financial Advisors, LLC no RAUM | Planrock Wealth Strategies, LLC independent RIA | Other | Aug 8, 2017 | Apr 25, 2025 (2817 d) |
| Stephen Michael Hammers | Compass Efficient Model Portfolios, LLC other | Planrock Wealth Strategies, LLC independent RIA | Other | May 12, 2015 | Jul 16, 2026 (4083 d) |
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3 moves match.