DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mbl Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Edward Neal Deaton | Edge Capital Group, LLC independent RIA | Mbl Advisors independent RIA | RIA to RIA | Jan 15, 2025 | Jan 10, 2025 |
| Taylor Christopher Wade | Wells Fargo Advisors wirehouse | Mbl Advisors independent RIA | Wirehouse to independent RIA | Sep 1, 2020 | Jan 14, 2022 (500 d) |
| Brian Joseph Gift | M Holdings Securities, Inc. BD affiliated | Mbl Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 2, 2020 | Nov 13, 2019 |
| Jonathan Warner Dry | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mbl Advisors no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 3, 2018 | Nov 13, 2019 (467 d) |
| William Read Morton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mbl Advisors no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 3, 2018 | Nov 13, 2019 (467 d) |
| William Luther Pierce | Ws Griffith Securities, Inc. unclassified | Mbl Advisors independent RIA | Other | Jun 3, 2004 | Nov 12, 2025 (7832 d) |
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6 moves match.