DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Catalyst Private Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tamaki Kern Faneuff | Alliancebernstein L.P. asset manager | Catalyst Private Wealth, LLC independent RIA | Other | May 20, 2022 | Mar 27, 2023 (311 d) |
| Ashley Jordan Legg | Dimensional Fund Advisors LP asset manager | Catalyst Private Wealth, LLC independent RIA | Other | Nov 10, 2020 | Dec 3, 2020 |
| Brendan Diarmuid Connaughton | Mutual Advisors, LLC BD affiliated | Catalyst Private Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2019 | Nov 14, 2023 (1506 d) |
| John Brenton Dodd | Mutual Advisors, LLC BD affiliated | Catalyst Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2019 | Oct 1, 2019 |
| Matthew James Faubion | Mutual Advisors, LLC BD affiliated | Catalyst Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2019 | Oct 1, 2019 |
| Mitchell Lawrence Sands | Mutual Advisors, LLC BD affiliated | Catalyst Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2019 | Oct 1, 2019 |
| Bryan David Wilson | Mutual Advisors, LLC BD affiliated | Catalyst Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2019 | Oct 28, 2019 |
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7 moves match.