DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Legacy Knight Mfo, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Claire Hannah Balentine | J.P. Morgan Securities LLC wirehouse | Legacy Knight Mfo, LLC independent RIA | Wirehouse to independent RIA | Apr 25, 2025 | Mar 26, 2026 (335 d) |
| David Patterson Sawyer | Caz Investments L.P. asset manager | Legacy Knight Mfo, LLC independent RIA | Other | Aug 5, 2020 | Dec 2, 2020 (119 d) |
| Matthew Robert Ogle | Phoenix Capital Realty Advisors, LLC asset manager | Legacy Knight Mfo, LLC independent RIA | Other | Mar 30, 2020 | Dec 6, 2019 |
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3 moves match.