DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tsg Advice Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lindsay Nichole Wolf | Newedge Advisors BD affiliated | Tsg Advice Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2024 | Sep 14, 2024 |
| Ryan Anthony Leary | Equitable Advisors, LLC national BD | Tsg Advice Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2022 | Oct 29, 2024 (796 d) |
| Misty Blu Cherniss | Clarity Financial Planners other | Tsg Advice Partners, LLC independent RIA | Other | May 4, 2022 | Aug 22, 2022 (110 d) |
| Angel Renae Brown | Valic Financial Advisors, Inc. BD affiliated | Tsg Advice Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2021 | Sep 3, 2021 |
| Meghan Marie Mader | Collaborative Financial Partners LLC independent RIA | Tsg Advice Partners, LLC independent RIA | RIA to RIA | Dec 31, 2020 | Nov 10, 2020 |
| John Bennett Loveday | Collaborative Financial Partners LLC independent RIA | Tsg Advice Partners, LLC independent RIA | RIA to RIA | Dec 4, 2020 | Nov 10, 2020 |
| Alvin Koranteng Asiamah | Ameriprise Financial Services, LLC national BD | Tsg Advice Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 15, 2019 | Nov 8, 2019 |
| Isao Lee Shoji | Ameriprise Financial Services, LLC national BD | Tsg Advice Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 15, 2019 | Nov 8, 2019 |
| Blake H. Farmer | Ameriprise Financial Services, LLC national BD | Tsg Advice Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2019 | Nov 12, 2020 (364 d) |
| Christopher Drue Schumacher | Ameriprise Financial Services, LLC national BD | Tsg Advice Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 13, 2019 | Nov 8, 2019 |
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10 moves match.