DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fourthought Private Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James D Stamper | Pruco Securities, LLC BD affiliated | Fourthought Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2022 | Mar 3, 2022 (37 d) |
| Alexander Carson Wolfe | Fidelity Personal And Workplace Advisors BD affiliated | Fourthought Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2021 | Mar 4, 2022 (137 d) |
| Alexander Curtis Herrington | Fidelity Personal And Workplace Advisors BD affiliated | Fourthought Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2021 | May 6, 2021 |
| Ryan Lloyd Henderson | Creative Planning independent RIA | Fourthought Private Wealth independent RIA | RIA to RIA | Jun 26, 2020 | Oct 14, 2020 (110 d) |
| William Lee Mehserle | Wells Fargo Advisors wirehouse | Fourthought Private Wealth independent RIA | Wirehouse to independent RIA | Feb 18, 2020 | May 7, 2020 (79 d) |
| Bradley Bruce Patton | Wells Fargo Advisors wirehouse | Fourthought Private Wealth independent RIA | Wirehouse to independent RIA | Jan 9, 2020 | Apr 3, 2020 (85 d) |
| Colton Montgomery Lightner | Wells Fargo Advisors wirehouse | Fourthought Private Wealth independent RIA | Wirehouse to independent RIA | Jan 9, 2020 | Feb 26, 2021 (414 d) |
| Scott George Pinkerton | Wells Fargo Advisors wirehouse | Fourthought Private Wealth independent RIA | Wirehouse to independent RIA | Jan 7, 2020 | Apr 3, 2020 (87 d) |
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8 moves match.