DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• B•••• P•••••

F••••••••• F•••••••• P•••••••• L•••independent RIAVenice, FlIA-onlyIAPD 4741398

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

At current firm

3 y

since Nov 9, 2022

In the industry

22 y

since Mar 11, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••••••• F•••••••• P•••••••• L••• independent RIA current
since Nov 9, 2022 · Venice, Fl
F••••••••• P•••••• W••••• former
Apr 3, 2020 to Dec 9, 2022 · Venice, Fl
W•••• F•••• A••••••• wirehouse
Mar 20, 2018 to Jan 9, 2020 · Venice, Fl
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to Mar 21, 2018 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Jan 19, 2017 to Jan 8, 2018 · Tampa, Fl
U••• F•••••••• P••••••• S••••••• former
Feb 5, 2013 to Sep 8, 2016 · Phoenix, Az
U••• I••••••••• S••••••• C•••••• no RAUM
Sep 12, 2011 to Feb 6, 2013 · Phoenix, Az
U••• F•••••••• P••••••• S••••••• former
Dec 15, 2008 to Sep 12, 2011 · Phoenix, Az
U••• I••••••••• S••••••• C•••••• no RAUM
Oct 23, 2007 to Dec 31, 2008 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

F••••••••• P•••••• W••••• to F••••••••• F•••••••• P•••••••• L•••
left Dec 9, 2022, registered Nov 9, 2022 (-30 days) · RIA to a newly registered adviser · moved with a team
W•••• F•••• A••••••• to F••••••••• P•••••• W•••••
left Jan 9, 2020, registered Apr 3, 2020 (85 days) · Wirehouse to independent RIA · moved with a team
U••• I••••••••• S••••••• C•••••• to W•••• F•••• A•••••••
left Mar 21, 2018, registered Mar 20, 2018 (-1 days) · Affiliated broker-dealer or bank to wirehouse
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
U••• I••••••••• S••••••• C•••••• to U••• F•••••••• P••••••• S•••••••
left Feb 6, 2013, registered Feb 5, 2013 (-1 days) · channel change inside one enterprise, not a move
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Sep 12, 2011, registered Sep 12, 2011 (0 days) · channel change inside one enterprise, not a move
U••• I••••••••• S••••••• C•••••• to U••• F•••••••• P••••••• S•••••••
left Dec 31, 2008, registered Dec 15, 2008 (-16 days) · corporate re-registration, not a move

Signals

Bradley Bruce Patton left Fourthought Private Wealth for Fourthought Financial Partners, Llc. (registered 2022-11-09)
Dec 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address