DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ratio Wealth Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rebecca E Neils | Schwab Wealth Advisory, Inc. no RAUM | Ratio Wealth Group LLC independent RIA | Other | Apr 22, 2024 | Apr 11, 2024 |
| Joshua Nmn Freedman | Qsv Equity Investors LLC mixed wealth | Ratio Wealth Group LLC independent RIA | RIA to RIA | May 6, 2023 | May 23, 2023 |
| Graham Christy Gerlach | MML Investors Services, LLC BD affiliated | Ratio Wealth Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 11, 2019 | Dec 18, 2019 |
| Derek Jeffrey Scarth | MML Investors Services, LLC BD affiliated | Ratio Wealth Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 6, 2019 | Dec 4, 2019 |
| Shawn Patrick Wallace | MML Investors Services, LLC BD affiliated | Ratio Wealth Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 6, 2019 | Dec 4, 2019 |
| Darren Louis Spreeuw | MML Investors Services, LLC BD affiliated | Ratio Wealth Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 6, 2019 | Dec 4, 2019 |
| Lauren Sinead Young | Lnw other | Ratio Wealth Group LLC no RAUM | Other | Jul 15, 2013 | Dec 4, 2019 (2333 d) |
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7 moves match.