DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Burford Brothers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel C Raggio | J.P. Morgan Securities LLC wirehouse | Burford Brothers, Inc. independent RIA | Wirehouse to independent RIA | Apr 10, 2026 | Mar 16, 2026 |
| Craig Lawrence Caudle | Lee Financial Company, LLC independent RIA | Burford Brothers, Inc. independent RIA | RIA to RIA | Apr 5, 2022 | Jun 1, 2022 (57 d) |
| Charles Scott Burford | Momentum Independent Network Inc. BD affiliated | Burford Brothers, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 31, 2020 | Jan 3, 2020 |
| Charles Scott Burford | Momentum Independent Network Inc. BD affiliated | Burford Brothers, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 19, 2019 | Apr 8, 2020 (141 d) |
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4 moves match.