DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Octavia Wealth Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Noah StombergEquitable Advisors, LLC national BDOctavia Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 14, 2024Jul 16, 2024 (32 d)
Charles Richard KorgerAreté unclassifiedOctavia Wealth Advisors LLC independent RIAOtherDec 31, 2023Aug 15, 2023
Peter Ivan Michael ShustermanOsaic Wealth, Inc. BD affiliatedOctavia Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 20, 2023Oct 19, 2023
Christopher Mario BertorelliJohn Hancock Investment Management LLC asset managerOctavia Wealth Advisors LLC independent RIAOtherAug 11, 2023Aug 2, 2023
Susan M FarlowUBS Financial Services Inc. wirehouseOctavia Wealth Advisors LLC independent RIAWirehouse to independent RIASep 24, 2021Sep 28, 2021
Susan Marie MchughOn Investment Management Co BD affiliatedOctavia Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 28, 2021Aug 6, 2021 (39 d)
Omar A MorilloProxy Wealth Advisors LLC independent RIAOctavia Wealth Advisors LLC independent RIARIA to RIAFeb 19, 2021Feb 22, 2021
Xavier MendozaEquitable Advisors, LLC national BDOctavia Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 16, 2020Dec 4, 2020
Kseniya MendozaEquitable Advisors, LLC national BDOctavia Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 9, 2020Dec 4, 2020
Jennifer A DuarteMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOctavia Wealth Advisors LLC independent RIAWirehouse to independent RIAOct 28, 2020Dec 1, 2020 (34 d)
Mark Joseph BodnarEquitable Advisors, LLC national BDOctavia Wealth Advisors LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 10, 2020Jun 12, 2020
Maxim Ian MeyersEquitable Advisors, LLC national BDOctavia Wealth Advisors LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 10, 2020Jun 12, 2020
Donald Wade HughettEquitable Advisors, LLC national BDOctavia Wealth Advisors LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 10, 2020Jun 12, 2020
Ryan Charles MorseEquitable Advisors, LLC national BDOctavia Wealth Advisors LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 10, 2020Jun 12, 2020
Marc Edward WagnerEquitable Advisors, LLC national BDOctavia Wealth Advisors LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 10, 2020Jun 12, 2020
Glynnis ReinhartEquitable Advisors, LLC national BDOctavia Wealth Advisors LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 10, 2020Jun 12, 2020
Andrew Erik SeniEquitable Advisors, LLC national BDOctavia Wealth Advisors LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 10, 2020Jun 12, 2020
Justin Andrew SetzekornEquitable Advisors, LLC national BDOctavia Wealth Advisors LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 10, 2020Jun 12, 2020
David L YeazellEquitable Advisors, LLC national BDOctavia Wealth Advisors LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 10, 2020Jun 12, 2020
Bradley Michael LauchEquitable Advisors, LLC national BDOctavia Wealth Advisors LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 10, 2020Jun 12, 2020
Ashley Dawn SeyberthEquitable Advisors, LLC national BDOctavia Wealth Advisors LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 10, 2020Jun 12, 2020
Luis Marck StrohmeierEquitable Advisors, LLC national BDOctavia Wealth Advisors LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 9, 2020Jun 12, 2020
Michael Wyatt IngramEquitable Advisors, LLC national BDOctavia Wealth Advisors LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 8, 2020Jun 12, 2020
Eric James BlackhallEquitable Advisors, LLC national BDOctavia Wealth Advisors LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 8, 2020Jun 12, 2020
Jordan Alexander ColmanEquitable Advisors, LLC national BDOctavia Wealth Advisors LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 8, 2020Jun 12, 2020
Dana Peacock McgrathEquitable Advisors, LLC national BDOctavia Wealth Advisors LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 8, 2020Jun 12, 2020
Joshua Nathan AldusEquitable Advisors, LLC national BDOctavia Wealth Advisors LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 8, 2020Jun 12, 2020
Kurt VolkerEquitable Advisors, LLC national BDOctavia Wealth Advisors LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 7, 2020Jun 12, 2020
Mariano Farid LlosaEquitable Advisors, LLC national BDOctavia Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 6, 2020Jan 10, 2024 (1283 d)
Nicholas Daniel WheelerFifth Third Securities, Inc. BD affiliatedOctavia Wealth Advisors LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 25, 2020Jun 12, 2020
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30 moves match.