DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Safeguard Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christian A KalninsMML Investors Services, LLC BD affiliatedSafeguard Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAMay 28, 2024Jul 1, 2024 (34 d)
Conor Avery JonassonThrivent Advisor Network, LLC BD affiliatedSafeguard Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJan 19, 2024Feb 6, 2024
Mitchell Kent ParkerMorgan Stanley wirehouseSafeguard Wealth Management independent RIAWirehouse to independent RIAFeb 28, 2023Mar 17, 2023
Casey Burns MahoneyUBS Financial Services Inc. wirehouseSafeguard Wealth Management independent RIAWirehouse to independent RIAFeb 22, 2023Mar 16, 2023
Francisco RosalesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSafeguard Wealth Management independent RIAWirehouse to independent RIAFeb 1, 2022Feb 2, 2022
Anthony John HellenbrandFox River Capital unclassifiedSafeguard Wealth Management independent RIAOtherJun 24, 2019Jan 8, 2020 (198 d)
Eric Hein SajdakFox River Capital unclassifiedSafeguard Wealth Management independent RIAOtherJun 24, 2019Jan 8, 2020 (198 d)
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7 moves match.