DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Nottingham Wealth Partners, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Delio PolsinelliCetera Investment Advisers LLC BD affiliatedNottingham Wealth Partners, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 5, 2023Sep 5, 2023
Anthony Van OreDestiny Wealth Partners, LLC independent RIANottingham Wealth Partners, Inc. independent RIARIA to RIAFeb 17, 2023Apr 5, 2023 (47 d)
Michael Thomas CerminaroHsbc Securities (USA) Inc. BD affiliatedNottingham Wealth Partners, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 15, 2022Aug 19, 2025 (1069 d)
Todd Anthony MathisonFbd Asset Mgmt independent RIANottingham Wealth Partners, Inc. independent RIARIA to RIASep 26, 2021Jan 3, 2022 (99 d)
Lucas Jon PetersonFbd Asset Mgmt independent RIANottingham Wealth Partners, Inc. independent RIARIA to RIASep 26, 2021Oct 10, 2023 (744 d)
Dalton LehnenFbd Asset Mgmt independent RIANottingham Wealth Partners, Inc. independent RIARIA to RIASep 26, 2021Oct 10, 2023 (744 d)
Joseph Harold LittkyGlobal Trust independent RIANottingham Wealth Partners, Inc. no RAUMRIA to a newly registered adviserNov 1, 2019Feb 26, 2020 (117 d)
Paul Anthony RestanteInvest Financial Corporation otherNottingham Wealth Partners, Inc. independent RIAOtherFeb 20, 2018Jan 25, 2023 (1800 d)
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8 moves match.