DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Elk River Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Corey Alan Gragg | American Century Investments Private Client Group, Inc. BD affiliated | Elk River Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2020 | Nov 17, 2020 |
| Sherry Lynn Tomasello | LPL Financial LLC BD affiliated | Elk River Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2020 | Sep 17, 2020 |
| Jon Springer | LPL Financial LLC BD affiliated | Elk River Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2020 | Aug 19, 2020 |
| David Carroll | LPL Financial LLC BD affiliated | Elk River Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2020 | Aug 19, 2020 |
| Christopher Cline Freimuth | Bok Financial Private Wealth, Inc. independent RIA | Elk River Wealth Management LLC no RAUM | RIA to a newly registered adviser | Apr 21, 2020 | Mar 20, 2020 |
| Daniel Evan Owens | Bok Financial Private Wealth, Inc. independent RIA | Elk River Wealth Management LLC no RAUM | RIA to a newly registered adviser | Apr 21, 2020 | Mar 20, 2020 |
| Juliet M Hull | Bok Financial Private Wealth, Inc. independent RIA | Elk River Wealth Management LLC no RAUM | RIA to a newly registered adviser | Apr 21, 2020 | Mar 20, 2020 |
| Brooks William Merrifield | Merrifield & Co, LLC unclassified | Elk River Wealth Management LLC no RAUM | Other | Apr 17, 2020 | Mar 27, 2020 |
| Rita Koch Day | Bok Financial Private Wealth, Inc. independent RIA | Elk River Wealth Management LLC no RAUM | RIA to a newly registered adviser | Jan 2, 2020 | Mar 20, 2020 (78 d) |
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9 moves match.