DFX Intelligence
Advisor moves
Arrivals at Heron Equity Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian T Spatola | Osaic Wealth, Inc. BD affiliated | Heron Equity Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 5, 2024 | Mar 12, 2024 (36 d) |
| Gerald Joseph Fasanella | Cetera Advisors LLC BD affiliated | Heron Equity Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 7, 2019 | Feb 22, 2022 (930 d) |
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2 moves match.