DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Retirable
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hunter Neumayer | Mariner BD affiliated | Retirable independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2024 | Dec 4, 2024 |
| Robert Fredricks Epes | Masterworks Advisers, LLC other | Retirable independent RIA | Other | Sep 23, 2024 | Jan 27, 2026 (491 d) |
| Jonah Matthew Coleman | Wealth Enhancement Advisory Services, LLC BD affiliated | Retirable independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2024 | Oct 17, 2024 (34 d) |
| Robert Christopher Grisanti | Fidelity Personal And Workplace Advisors BD affiliated | Retirable independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2024 | Apr 15, 2025 (238 d) |
| Treva Marie Nostdahl | Oppenheimer & Co. Inc. BD affiliated | Retirable independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2024 | Jun 24, 2024 (31 d) |
| James Anthony Distasi | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Retirable independent RIA | Wirehouse to independent RIA | Oct 5, 2023 | Aug 30, 2024 (330 d) |
| Harrison William Schaefer | Spring no RAUM | Retirable no RAUM | Other | Nov 16, 2022 | Jan 25, 2022 |
| Samantha Craig Vient | Ellevest independent RIA | Retirable no RAUM | Other | Mar 9, 2022 | Mar 2, 2022 |
| Eric Schwartz | Kestra Advisory Services, LLC BD affiliated | Retirable independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2021 | Mar 21, 2023 (621 d) |
| Michael Anthony Russo | Hornor, Townsend & Kent, LLC BD affiliated | Retirable independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 25, 2021 | Sep 12, 2022 (444 d) |
| Michael Crandall Coleman | Betterment independent RIA | Retirable no RAUM | RIA to a newly registered adviser | Jul 19, 2018 | Jul 2, 2021 (1079 d) |
Page 1 of 1
11 moves match.