DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Serenity Investment Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan A Kaysen | Integritas Financial unclassified | Serenity Investment Advisors mixed wealth | Other | Jun 29, 2026 | Apr 16, 2026 |
| Trevor Lawrence Mcghie | Verity Asset Management independent RIA | Serenity Investment Advisors mixed wealth | RIA to RIA | Sep 10, 2025 | Sep 10, 2025 |
| Sean Kyle O'Connor | O'Connor Wealth Planning LLC unclassified | Serenity Investment Advisors mixed wealth | Other | Nov 1, 2024 | Nov 1, 2024 |
| Brandon Hatcher | Edward Jones national BD | Serenity Investment Advisors mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2023 | Dec 20, 2023 |
| Lang Phu Nguyen | Red Oak Capital Management, Inc. independent RIA | Serenity Investment Advisors mixed wealth | RIA to RIA | Apr 30, 2022 | Jun 16, 2022 (47 d) |
| Jason Robert Paplaski | LPL Financial LLC BD affiliated | Serenity Investment Advisors mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2020 | Dec 14, 2020 |
| Richard David Little | Kingsview Wealth Management, LLC independent RIA | Serenity Investment Advisors mixed wealth | RIA to RIA | Jun 16, 2020 | May 22, 2020 |
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7 moves match.