DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Emissary Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Reed A Smith | LPL Enterprise, LLC BD affiliated | Emissary Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2026 | Aug 5, 2026 (49 d) |
| Andrew Scott Combs | Schwab Wealth Advisory, Inc. no RAUM | Emissary Wealth independent RIA | Other | Oct 21, 2024 | May 19, 2025 (210 d) |
| Eric Vincent Young | Rpm Capital Management, LLC independent RIA | Emissary Wealth independent RIA | RIA to RIA | Mar 3, 2021 | Mar 15, 2021 |
| Christina Marie Light | Bell Investment Advisors Inc independent RIA | Emissary Wealth independent RIA | RIA to RIA | Jun 15, 2020 | Dec 16, 2020 (184 d) |
| Christopher Robert Cacchiola | Mercer Global Advisors Inc. independent RIA | Emissary Wealth independent RIA | RIA to RIA | Mar 11, 2020 | Apr 8, 2020 |
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5 moves match.