DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Shorehaven Wealth Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Chou | Goldman Sachs Wealth Services, L.P. BD affiliated | Shorehaven Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2023 | Aug 14, 2026 (1228 d) |
| John Joseph Lyons | Blackrock Investment Management, LLC other | Shorehaven Wealth Partners, LLC independent RIA | Other | Mar 10, 2022 | Jan 17, 2024 (678 d) |
| Michael Lawrence Durso | Morgan Stanley wirehouse | Shorehaven Wealth Partners, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 23, 2020 | Jul 23, 2020 |
| Michael Christopher Lombardi | Morgan Stanley wirehouse | Shorehaven Wealth Partners, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 23, 2020 | Jul 23, 2020 |
| Lawrence Nm Durso | Morgan Stanley wirehouse | Shorehaven Wealth Partners, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 23, 2020 | Jul 23, 2020 |
Page 1 of 1
5 moves match.