DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pursuit Wealth Managment LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elizabeth Thomas | Ameriprise Financial Services, LLC national BD | Pursuit Wealth Managment LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2022 | May 12, 2022 |
| Christian Dietrich Searcy | Kovack Advisors, Inc. BD affiliated | Pursuit Wealth Managment LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 22, 2020 | Jun 26, 2020 |
| Melanie Martinez Mcdonald | Kovack Advisors, Inc. BD affiliated | Pursuit Wealth Managment LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 22, 2020 | Jul 7, 2020 |
| Katrina B Timmons | Kovack Advisors, Inc. BD affiliated | Pursuit Wealth Managment LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2020 | Apr 30, 2021 (312 d) |
| Vincent Cuomo | Bny Mellon Securities Corporation other | Pursuit Wealth Managment LLC independent RIA | Other | Dec 31, 2009 | Aug 10, 2023 (4970 d) |
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5 moves match.