DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Navigate 401k, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sean Joseph Forbes | Raymond James Financial Services Advisors, Inc BD affiliated | Navigate 401k, LLC institutional | Other | Apr 25, 2025 | May 1, 2025 |
| Justin Ross Ladden | Kreativ Retirement Plan Solutions unclassified | Navigate 401k, LLC institutional | Other | Jul 30, 2024 | Jul 30, 2024 |
| Jamie Oneil Parker | Valic Financial Advisors, Inc. BD affiliated | Navigate 401k, LLC institutional | Other | Jun 9, 2022 | May 25, 2022 |
| Christopher Nagel Hussar | Securities America Advisors, Inc. other | Navigate 401k, LLC no RAUM | Other | Jul 14, 2016 | Jul 30, 2020 (1477 d) |
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4 moves match.