DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Seasons Of Advice Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jean Luc Choiniere | Avantax Advisory Services BD affiliated | Seasons Of Advice Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2024 | Aug 7, 2024 (162 d) |
| Michael Alan Strassmann | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Seasons Of Advice Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2023 | Jun 5, 2023 |
| Joyce Zhang | J.P. Morgan Securities LLC wirehouse | Seasons Of Advice Wealth Management independent RIA | Wirehouse to independent RIA | Apr 5, 2022 | May 5, 2022 |
| Akil Marlon Lamy | Commonwealth Financial Network national BD | Seasons Of Advice Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2020 | Jan 12, 2022 (712 d) |
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4 moves match.