DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lsb Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ramon Paul Reyes | U.S. Bancorp Investments, Inc. BD affiliated | Lsb Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2025 | Dec 19, 2024 |
| Katelyn Dare Harder | LPL Financial LLC independent RIA | Lsb Wealth Management independent RIA | RIA to RIA | Dec 16, 2022 | Jan 6, 2022 |
| Nicholas William Blasberg | LPL Financial LLC independent RIA | Lsb Wealth Management independent RIA | RIA to RIA | Sep 29, 2022 | Dec 6, 2021 |
| Amy Lynn Wright | LPL Financial LLC independent RIA | Lsb Wealth Management independent RIA | RIA to RIA | Sep 29, 2022 | Dec 6, 2021 |
| Hunter Kade Bell | LPL Financial LLC independent RIA | Lsb Wealth Management independent RIA | RIA to RIA | Sep 29, 2022 | Dec 6, 2021 |
| Mark Donald Mccombs | LPL Financial LLC independent RIA | Lsb Wealth Management independent RIA | RIA to RIA | Aug 11, 2022 | Dec 6, 2021 |
| Kyle A Rasmussen | LPL Financial LLC independent RIA | Lsb Wealth Management independent RIA | RIA to RIA | Jul 7, 2022 | Dec 6, 2021 |
| Benjamin Charles Steele | Miles Capital, Inc. institutional | Lsb Wealth Management independent RIA | Other | Mar 27, 2019 | Aug 26, 2020 (518 d) |
| Zachary Patrick Morrissey | Equitable Advisors, LLC national BD | Lsb Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 25, 2018 | Feb 13, 2025 (2303 d) |
| Annette Jeanblanc Utterback | Investment Advisors Corp other | Lsb Wealth Management independent RIA | Other | Jan 3, 2018 | Dec 6, 2021 (1433 d) |
| Brian Edward Heying | Park Avenue Securities LLC other | Lsb Wealth Management independent RIA | Other | Dec 15, 2014 | Dec 6, 2021 (2548 d) |
Page 1 of 1
11 moves match.