DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Retirement Planning Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeremy Price | Goldman Sachs Wealth Services, L.P. BD affiliated | Retirement Planning Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2025 | Jul 15, 2026 (259 d) |
| Christopher Alan Mccarthy | Hazard & Siegel Advisory Services LLC other | Retirement Planning Group, LLC independent RIA | Other | Feb 12, 2024 | Aug 2, 2024 (172 d) |
| David M Kopyc | Arbor Point Advisors BD affiliated | Retirement Planning Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2021 | Jul 29, 2021 (205 d) |
| Nicolas George Dumas | Arbor Point Advisors BD affiliated | Retirement Planning Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2021 | Jul 26, 2021 (202 d) |
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4 moves match.