DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Dovetail Financial Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Kenneth Kirkpatrick | Hamilton Investment Counsel, LLC no RAUM | Dovetail Financial Group LLC independent RIA | Other | Apr 26, 2022 | Nov 24, 2021 |
| Ross Louis Marino | Raymond James Financial Services Advisors, Inc BD affiliated | Dovetail Financial Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2020 | Jan 8, 2021 |
| Michael Dennis Giblin | Raymond James Financial Services Advisors, Inc BD affiliated | Dovetail Financial Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2020 | Feb 1, 2021 (32 d) |
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3 moves match.