DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Carrington Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David James Schubert | Vanguard Advisers, Inc. BD affiliated | Carrington Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 2, 2024 | Apr 5, 2024 |
| John Dennis Kelly | Regal Investment Advisors LLC BD affiliated | Carrington Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 1, 2021 | Apr 1, 2021 |
| Kenneth Andrew Davey | Regal Investment Advisors LLC BD affiliated | Carrington Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 1, 2021 | Jan 1, 2026 (1736 d) |
| Don Ross Martin | Regal Investment Advisors LLC BD affiliated | Carrington Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 1, 2021 | Mar 17, 2021 |
| Tyler Edward Talman | Regal Investment Advisors LLC BD affiliated | Carrington Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 1, 2021 | Jan 15, 2021 |
| Cinthya Castellon Miceli | Regal Investment Advisors LLC BD affiliated | Carrington Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 1, 2021 | Mar 19, 2021 |
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6 moves match.