DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vim Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jorge E Tijerino | Raymond James Financial Services Advisors, Inc BD affiliated | Vim Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 13, 2025 | Jan 1, 2026 (202 d) |
| Veronica Maria Parellada Eller | Northwestern Mutual Investment Services,LLC no RAUM | Vim Wealth Management, LLC state registered | Other | Jun 12, 2023 | Jul 7, 2023 |
| Marco Berna | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vim Wealth Management, LLC state registered | Wirehouse to a state-registered adviser | May 17, 2023 | Jun 15, 2023 |
| Phillipe Elizee Paret | MML Investors Services, LLC BD affiliated | Vim Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 2, 2022 | Aug 10, 2022 (189 d) |
| Vonnell Martinez | MML Investors Services, LLC BD affiliated | Vim Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 16, 2021 | Feb 9, 2021 |
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5 moves match.