RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• E• T•••••••
- V•• W••••• M••••••••• L•• state registered currentsince Jan 1, 2026 · Coral Gables, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 1, 2022 to Jun 13, 2025 · Coral Gables, Fl
- M••••• S•••••• wirehouseFeb 19, 2015 to Sep 8, 2022 · Coral Gables, Fl
- J••• M••••• S••••••••• L•• wirehouseMar 17, 2014 to Feb 11, 2015 · Hialeah, Fl
- W•••• F•••• A••••••• wirehouseSep 12, 2013 to Mar 4, 2014 · Miami, Fl
- S••••••• I••••••••• S•••••••• I••• formerFeb 8, 2012 to Aug 29, 2013 · South Miami, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to V•• W••••• M••••••••• L••left Jun 13, 2025, registered Jan 1, 2026 (202 days) · Affiliated broker-dealer or bank to a state-registered adviser
- M••••• S•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 8, 2022, registered Sep 1, 2022 (-7 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- J••• M••••• S••••••••• L•• to M••••• S••••••left Feb 11, 2015, registered Feb 19, 2015 (8 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Mar 4, 2014, registered Mar 17, 2014 (13 days) · Wirehouse to wirehouse
- S••••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Aug 29, 2013, registered Sep 12, 2013 (14 days) · Other
- J•••• E• T••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for V•• W••••• M••••••••• L•• (registered 2026-01-01)Jun 13, 2025 · Advisor changed firm · fact
- J•••• E• T••••••• left M••••• S•••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-09-01)Sep 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address