DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Transcend Advisor Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles Sebastian ClaussenCliftonlarsonallen Wealth Advisors, LLC BD affiliatedTranscend Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2024Sep 10, 2024 (39 d)
Maximilian Campion RuschWealthspire Advisors independent RIATranscend Advisor Group, LLC independent RIARIA to RIAJun 13, 2023Jan 2, 2025 (569 d)
Sam KuklinskiAmeriprise Financial Services, LLC national BDTranscend Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 16, 2021Jul 12, 2026 (1669 d)
Philip Mark NybrotenPrincipal Securities, Inc. BD affiliatedTranscend Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 10, 2021Jul 16, 2021
Blair Allan JamiesonPrincipal Securities, Inc. BD affiliatedTranscend Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 20, 2021Jul 14, 2021
Todd Patrick ObrienPrincipal Securities, Inc. BD affiliatedTranscend Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 23, 2021Jan 1, 2025 (1380 d)
Charles Russell EichnerPrincipal Securities, Inc. BD affiliatedTranscend Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 17, 2021Jan 1, 2026 (1751 d)
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7 moves match.