DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mission Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dustin Robert Insley | Commonwealth Financial Network national BD | Mission Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2026 | May 13, 2026 |
| Sean Kai Ohashi | Edward Jones national BD | Mission Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2024 | Sep 18, 2024 |
| Michael J Cook | Charles Schwab & Co., Inc. national BD | Mission Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2021 | Mar 7, 2024 (973 d) |
| Nicholas Paul Abbott | Cetera Investment Advisers LLC BD affiliated | Mission Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 12, 2021 | Jan 19, 2021 |
| Clifton M Yasutomi | Cetera Investment Advisers LLC BD affiliated | Mission Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 12, 2021 | Jan 4, 2021 |
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5 moves match.