DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Wealthgarden F.S. LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Whitney Light Bania | Stifel, Nicolaus & Company, Incorporated national BD | The Wealthgarden F.S. LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2026 | Jun 1, 2026 |
| John Cleary | LPL Financial LLC BD affiliated | The Wealthgarden F.S. LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2025 | Sep 3, 2025 |
| Wendy Wan Turk | Gerber Kawasaki Wealth & Investment Management independent RIA | The Wealthgarden F.S. LLC independent RIA | RIA to RIA | Sep 1, 2023 | Sep 1, 2023 |
| Josephti Sotto Cruz | Northwest Asset Management independent RIA | The Wealthgarden F.S. LLC independent RIA | RIA to RIA | Jun 30, 2021 | Mar 4, 2021 |
| Jade Eagles | Northwest Asset Management independent RIA | The Wealthgarden F.S. LLC independent RIA | RIA to RIA | Jun 30, 2021 | Mar 4, 2021 |
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5 moves match.